Regulatory Disclosure

 

True Vine Investments ("TVI") is the d/b/a name for Joshua S. Hall, ChFC, a registered investment adviser in the State of Pennsylvania. 

TVI's Internet Communication (Web site) is limited to the dissemination of general information pertaining to its investment advisory services, and does not involve either effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, over the internet. TVI may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.

TVI's Internet Communication (Web site) contains a mechanism, including and without limitation, technical "fire walls" or other implemented policies and procedures, designed reasonably to ensure that prior to any subsequent, direct communication with prospective clients in any state, that TVI is first registered in the state or qualifies for an exemption or exclusion from the requirement. Nothing in this paragraph relieves TVI from any applicable securities registration requirement of any state that it is required to be registered in. Individualized, follow-up responses to persons in a particular state by TVI that involve either effecting or attempting to effect transactions in securities, or rendering personalized investment advice for compensation, will not be made absent compliance with the registration requirements of the state, or an applicable exemption or exclusion.